Senior Investment Compliance Analyst
Senior Investment Compliance Analyst at Brown Advisory — Baltimore, Maryland, United States
- Company: Brown Advisory
- Location: Baltimore, Maryland, United States
- Employment type: FULL_TIME
- Salary: USD 75000–90000 / year
- Posted: 2026-06-17
About this role
Company Overview
Every firm has a culture – the values, beliefs, methodology, attitudes and standards that reflect an organization’s DNA. But the truly inspiring firms – the game-changers, the industry leaders and the disruptors – have cultures that propel them to innovate and stand out. At Brown Advisory, we aim to be one of those inspired firms. Over the years, we have purposefully built and nurtured our client-first culture.
Brown Advisory is an independent investment management and strategic advisory firm committed to delivering a combination of first-class performance, strategic advice and the highest level of client service. The firm’s clients—including individuals, families, family offices, endowments, foundations, charities, institutions, consultants, and financial intermediaries—are served by over 1,000 colleagues worldwide, all of whom are equity owners of the firm.
Job Description
Brown Advisory, a global leader in investment management, is seeking a highly motivated Senior Investment Compliance Analyst to join our global Compliance team in Baltimore. This role is well-suited for professionals with investment management experience who thrive in a fast-paced, collaborative environment and are eager to contribute to a global compliance program.
As a member of the Investment Compliance team, you will play a critical role in interpreting and translating client mandates and regulatory requirements into systematic trading controls. This role requires a strong sense of ownership, intellectual curiosity, and accountability. Candidates must be comfortable managing their responsibilities independently while maintaining a high standard of accuracy and transparency. You will work closely with stakeholders across the firm, support portfolio management activities, and contribute to initiatives that enhance efficiency, strengthen controls, and mitigate risk.
Key Responsibilities
Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards
Develop proficiency in logic-based rules implementation within Charles River
Monitor pre- and post-trade compliance across a range of accounts, including private client and institutional portfolios, mutual funds, ETFs, and UCITS
Partner with investment teams to navigate trading controls and support portfolio management decisions
Prepare, interpret, and distribute daily compliance reports to internal stakeholders
Collaborate with client and relationship teams to draft and review Investment Policy Statements
Lead and contribute to projects that enhance compliance infrastructure and streamline trade life-cycle processes
Identify potential compliance vulnerabilities and recommend corrective actions
Design and conduct sustainability screens in MSCI for investments on behalf of clients and UCITS with sustainable investment mandates
Investigate and resolve cases generated out of the firm’s Market Abuse Surveillance system
Contribute to ad hoc compliance team initiatives
Required Qualifications
Bachelor’s degree from an accredited institution
3+ years of experience in investment management or a related area
Experience with Charles River Investment Management Solution (CRD/CRIMS) is preferred, or familiarity with rules-based logic within any Order Management System (OMS)
Familiarity with regulatory frameworks (40 Act and UCITS)
Proficiency in Microsoft Office applications, including Outlook, Teams, and Excel
Entrepreneurial mindset with a proactive approach to problem-solving, innovation, and continuous improvement
Exceptional analytical, problem-solving, and communication skills
Meticulous attention to detail and organizational excellence
High ethical standards and discretion when handling confidential information
Collaborative mindset and ability to work effectively in team settings
Ability to work onsite in our Baltimore office
Applicants must be authorized to work in the United States without the need for current or future employer-sponsored work authorization (e.g., H-1B , O-1, F-1 (OPT), TN, or any other non-immigrant visa classifications that require employer support or sponsorship).
MD Salary: $75-$90. Commensurate with experience and location. Does not include bonus or long term incentive eligibility (if applicable).
Benefits
At Brown Advisory we offer a competitive compensation package, including full benefits.
Medical
Dental
Vision
Wellness program participation incentive
Financial wellness program
Fitness event fee reimbursement
Gym membership discounts
Colleague Assistance Program
Telemedicine Program (for those enrolled in Medical)
Adoption Benefits
Daycare late pick-up fee reimbursement
Basic Life & Accidental Death & Dismemberment Insurance
Voluntary Life & Accidental Death & Dismemberment Insurance
Short Term Disability
Paid parental leave
Group Long Term Disability
Pet Insurance
401(k) (50% employer match up to IRS limit, 4 year vesting)
Brown Advisory is an Equal Employment Opportunity Employer.